Extraction of caffeine from tea

(updated 29 Oct 2024)

Experimental procedures

Extraction of caffeine from tea

Introduction

Extraction of caffeine from tea

The introduction to the extraction of caffeine is provided in Chapter 7 Extraction of Macroscale and Microscale Experiments 5th edition by Williamson).1  It is required reading!  Read the theory pertaining to extractions on pages 135 to 145, as well as the theory pertaining to the extraction of caffeine from tea on pages 162 and 163.

Liquid-liquid extraction 2,3

An organic chemist in the laboratory must separate and purify mixtures of compounds.  Mixtures of compounds may be obtained when synthesizing a particular substance by a chemical reaction.  When the chemical reaction is complete, it is necessary to do a workup, that is, to separate and purify the desired product from the mixture of by-products and residual starting material.  Mixtures may also result when a natural product is isolated from its source.  For example, once eugenol (a dental analgesic and antiseptic) is isolated from cloves, it is necessary to separate and purify eugenol so that it may be characterized.

Liquid-liquid extraction is a technique that is commonly used to separate mixtures of compounds.  This technique uses (relies on, is based on) solubility differences and acid-base principles to carry out the separation.  In a liquid-liquid extraction, two insoluble solvents are used:

Compounds are separated by their solubility differences in a aqueous and organic solvent. 

An item of glassware called a separatory funnel is used for the extraction.  When two insoluble liquids are added to the separatory funnel, two layers form, with the less dense liquid on top and the more dense liquid on the bottom.

Scenario 1

Suppose a mixture of cyclohexanol (C6H11OH ) and NaCl is added to a separatory funnel containing an organic solvent, CH2Cl2, and H2O.  Following the predictive rule “like dissolves like,” cyclohexanol would dissolve in the organic CH2Cl2 layer, and NaCl would dissolve in the water layer.  Separating the organic and aqueous layers, and placing them into different flasks separates the cyclohexanol and NaCl from each other. 

Remember:  Water and organic solvents are two different kinds of solvents.  Water is very polar (in fact the most polar), and is capable of forming hydrogen bonding intermolecular interactions with a solute.  Many organic solvents are either nonpolar, like CCl4 and hexane, or weakly polar like dichloromethane (CH2Cl2) and diethyl ether (CH3CH2OCH2CH3).

Ionic compounds are held together by strong electrostatic forces, so only very polar solvents are able to dissolve them.  Most ionic compounds are soluble in water, but are insoluble in organic solvents.  To dissolve an ionic compound, the strong ion-ion interactions must be replaced by many weaker ion-dipole intermolecular interactions. 

Most organic compounds are soluble in organic solvents (remember like dissolves like).  An organic compound is water soluble ONLY if it contains approximately one polar functional group for approximately every 5 C atoms it contains.  In other words, a water-soluble organic compound has an O- or N-containing functional group that solubilises its nonpolar 5-carbon backbone. 

 Scenario 2

How could we separate a mixture of benzoic acid (C6H5COOH) and cyclohexanol?  Both compounds are organic, and as a result, both are soluble in an organic solvent such as CH2Cl2 and insoluble in water.  If a mixture of benzoic acid and cyclohexanol were added to a separatory funnel containing CH2Cl2 and water, both would dissolve in the organic CH2Cl2 layer, and the two compounds would not be separated from each other. 

Is it possible to use liquid-liquid extraction to separate two compounds of this sort that have similar solubility properties?  If a carboxylic acid is one of the compounds, the answer is YES.  Why?  Because we can use acid-base chemistry to change the solubility properties of the carboxylic acid.  This type of liquid-liquid extraction is, more specifically, called an acid-base liquid-liquid extraction, and involves carrying out simple acid-base reactions to separate compounds from each other. 

When benzoic acid (a stronger organic acid) is treated with aqueous NaOH, benzoic acid is deprotonated, forming sodium benzoate (see reaction 1 below).  Because sodium benzoate is ionic, it is soluble in water, but insoluble in organic solvents. 

Remember:  Acid-base reactions always favor the formation of the weaker acid and weaker base.

Reaction 1.  The reaction of benzoic acid with sodium hydroxide
Extraction theory reaction 1


Thus, a carboxylic acid can be separated from other organic compounds by converting it into a water-soluble carboxylate anion by an acid-base reaction. 

A similar acid-base reaction does not occur when cyclohexanol is treated with NaOH, because organic alcohols are much weaker organic acids, and, therefore, they can only be deprotonated by a very strong base such as NaOH (see reaction 2 below).  NaOH is not strong enough to form significant amounts of the sodium alkoxide.  

Reaction 2.  The reaction of cyclohexanol with sodium hydroxide
Extraction theory reaction 2

This difference in acid-base chemistry can be used to separate benzoic acid and cyclohexanol by the stepwise extraction procedure illustrated in Diagram 1 below. This example illustrates that:  Liquid-liquid extraction can separate only compounds having different solubility properties.  One compound must dissolve in the aqueous layer and one must dissolve in the organic layer.  Thus, the water-soluble sodium benzoate salt (derived from benzoic acid by an acid-base reaction) can be separated from water-insoluble cyclohexanol by an extraction procedure.

Diagram 1.  Separation of benzoic acid (strong acid) and cyclohexanol (weak acid) by a liquid-liquid extraction procedure with 10% NaOH and dichloromethane (CH2Cl2)
Separation of benzoic acid and cyclohexanol

Similar types of acid-base reactions also allow basic organic substances to be separated from acidic and/or from neutral organic substances.  Organic bases include amines and their derivatives, or are molecules that possess a functional group containing a nitrogen atom with a lone pair of electrons. Alkaloids,  such as codeine, morphine and caffeine, are nitrogenous basic substances (the name comes from the Latin alkali) that have at least one nitrogen atom, preferably in a heterocycle.  These basic molecules will dissolve in a dilute solution of a strong acid, such as HCl, due to the formation of a water-soluble ammonium salt (conjugate acid). Thus, amines or other organic molecules containing basic nitrogen functional groups can be separated from other organic compounds by converting them to a water-soluble ammonium salt by an acid-base reaction.  For reactions of this sort, please refer to Chapter 3 Acids and Bases in the Organic Chemistry textbook by Solomons.    

References

  1. Williamson KL, Minard R, Masters KM. Chapter 7 Extraction. In: Macroscale and microscale: organic experiments. 5th edition. Boston: Houghton Mifflin; 2007. p. 135.
  2. Gorzynski Smith J. Chapter 19.12 Extraction. In: Organic chemistry. 2nd ed. Boston: McGraw-Hill; 2008. p. 707
  3. Schoffstall AM, Gaddis BA, Druelinger ML. Chapter 1 Technique I. In: Microscale and miniscale organic chemistry laboratory experiments. 2nd ed. New York: McGraw-Hill Higher Education; 2004. p. 72-83.